Regulatory Information

Regulation and Licensing

Regulatory Compliance

Trinity Securities Co., Ltd. operates under the supervision of the Securities and Exchange Commission (SEC).

Business Licenses
Securities Brokerage License

License No. ลน. 0003/2544

Securities Brokerage License issued by SEC Thailand
Stock Exchange of Thailand Membership

Member No. 11 · Stock Exchange of Thailand (SET)

Full member of the Stock Exchange of Thailand
Securities Dealing License

Securities Dealing License

Authorized for proprietary trading of securities
Private Fund Management License

Private Fund Management License

Licensed for private fund management services
Investor Protection

The Company is a member of the Securities Investor Protection Fund (SIPF), established by the Stock Exchange of Thailand to protect clients' assets in the event a member firm's license is revoked.

Trinity Securities is a member of the Securities Investor Protection Fund (SIPF), established by the Stock Exchange of Thailand to protect client assets in the event a member firm's license is revoked.

Financial Stability

The Company maintains Net Capital in accordance with the standards set by the SEC and publicly discloses its financial position reports every quarter.

Trinity Securities maintains Net Capital in compliance with SEC Thailand requirements and publicly discloses financial position reports on a quarterly basis.

Corporate Governance & Policies
Corporate Governance
AML/KYC · Anti-Money Laundering
Privacy Policy
Terms of Use
Risk Warning: Investing in securities involves risk. Past performance is not indicative of future results.